Even following the executions of Kamenev, Zinoviev, Pyatakov, and others in the two public trials of August 1936 and late January 1937, massacres of NKVD state security and Red Army officers would come as a shock. One high official, though, did sense what was about to unfold. On January 11, Artur Artuzov, a onetime Stalin favorite, was sacked as deputy head of military intelligence, having been the target of relentless intrigue by military men as a person from the civilian side. Artuzov was transferred back to the NKVD, to a low-level position in the archives department, where he did all he could to return himself to favor, writing an overview of Soviet counterintelligence, which he had founded, and begging for an audience with Yezhov. Failing that, he wrote to Yezhov on January 25 that NKVD foreign intelligence possessed information from foreign sources, dating back many years but never forwarded to higher-ups, revealing a “Trotskyite organization” in the Red Army. Sensationally, the documents linked Marshal Tukhachevsky to foreign powers.3 Artuzov knew full well how such compromising materials had been planted in Europe in order to make their way back to Moscow: in the 1920s he had helped lead just such an operation (“The Trust”).4 Now, to these fabricated documents he appended a list of thirty-four “Trotskyites” in military intelligence. His cynical efforts at ingratiation and revenge would not save his own life, but Artuzov had guessed right about Stalin’s intentions.5
Explanations for Stalin’s rampage through his own officer corps have ranged from his unquenchable thirst for power to the existence of an actual conspiracy.6 Nearly every dictator lusts for power, and in this case there was no military conspiracy. Nor were the massacres a response to a pressing new international crisis in 1937–38. Even the potential fall of the Republic forces in Spain posed no direct threat to the Soviet Union or Stalin’s regime. Another interpretation asserts that he “misperceived” a threat of foreign infiltration into the Soviet officer corps, owing to the barrage of intelligence reports he received, and decided to root out what he wrongly concluded were foreign agents throughout the officer corps, and then, as denunciations arrived in a flood, the process “escaped” his control. But Stalin demanded those very intelligence reports that allegedly led to his “misperceptions,” issuing specific instructions and questions to intelligence officials, who came to understand what he wanted.7 A spiral of denunciations certainly took place; this again was something Stalin could have tamped down, but instead fomented at every turn.
A few scholars have argued that Stalin was “tricked” into executing his military men.8 Reinhard Heydrich, of the Nazi Sicherheitsdienst (SD), would later boast of his clever work to decapitate the Red Army by manufacturing compromising materials, but such machinations, if they took place, were of no consequence.9 Soviet secret agents were tasked with spreading rumors in Europe of a pending military coup in Moscow, which other Soviet representatives abroad picked up and reported back to Moscow.10 Uritsky, chief of military intelligence (who had squeezed out Artuzov), informed Stalin and Voroshilov about chatter in German military circles in Berlin concerning political opposition among Red Army generals (which Uritsky discounted).11 Paris may have been the liveliest echo chamber: Beria (for whom the city was a long-standing field of operations) sent a relative of his wife there to spread rumors among Georgian Menshevik émigré circles of a pending military coup in Moscow. This, or another channel, prompted French minister of war Édouard Daladier to convey official word to the Soviet ambassador, who in turn sent a coded telegram to Moscow about a plot “by German circles to promote a coup d’état in the Soviet Union with the assistance of persons from the command staff of the Red Army.”12 Stalin—as the wily but doomed Artuzov surmised—was engaged in the very activity of which he accused the top army commanders: collaborating with foreign enemies.13 A “Tukhachevsky plot” did exist: Stalin’s, to smear and execute him.